FCA Regulated Entities

The financial services industry is largely a complex and heavily regulated area. It is vital that you are aware of new rules and regulations and how they affect your business.

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Our profound understanding of the pitfalls and issues businesses in the financial services industry face means we can give practical, realistic, advice to help you thrive.

We can help with all FCA regulated businesses from stockbrokers to mortgage advisers and payments services firms

Regulated businesses have had a particularly difficult time over the last few years with a saturated market, increased regulatory scrutiny and ease of online resources. Being able to adapt and manage cash flows has been crucial in guiding firms through these challenging times.

Firms must strive to outperform the competition and need professional advisers who understand and can advise on innovative strategies to ensure strong performing products can be built whilst ensuring the appropriate regulatory frameworks are in place.

Advising FCA regulated businesses is a highly specialist area.  Our team of experts have in-depth knowledge of the financial services sector gained through years of experience as accountants, advising clients in the sector on the ever changing rules and regulations.  We can help you avoid the pitfalls, regardless of your situation or business operation.

Whether you are well established, looking for guidance with ongoing compliance solutions or you are considering expanding into a new business activity that may require FCA authorisation and are looking for advisors to guide you through the process, we have a range of FCA compliance solutions available to help you manage being FCA regulated.

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What our clients say

I would have no hesitation in recommending Livingstones Accountants and I can assure you that you will not look back.

Jimmy Lagos,Arena Restaurant

We have considerable experience working with FCA regulated businesses and guiding them through the strict regulations they must adhere to.

Insurance Intermediaries

The insurance brokering arena has become increasingly challenging in recent times, due to continued change in solvency and capital adequacy regimes, increased competition as a result of market consolidation and online price comparison sites, and the intense scrutiny over brokers’ handling of client money by the regulator.

We specialise first and foremost in advising the owners and directors of smaller and medium-sized firms how they can achieve compliance with the FCA rules in a clear and economical way.

Looking to find out more?

We consistently monitor our clients business to make sure they are on the right track. We want every business to flourish, therefore, you hear from Livingstones Accoutants more than just once a year.


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What our clients say

We have just started using Livingstones Accountants and we can immediately see the difference with the services provided by them and our previous accountants.We ...
David Almans, Almans Consultants
Having used Livingstones Accountants services for over 15 years we have had direct contact with our dedicated accountant.Livingstones Accountants have provided us with invaluable ...
Jimmy Lagos, Arena Restaurant
I had recently received a letter from a local office of HMRC filled with all sorts of jargon and threatening language quoting the Taxes ...
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I had just started working as an electrician and was recommended to Livingstones Accountants. I had previously never worked for myself but Livingstones guided ...
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